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Hydropower and
the Environment:
Present Context
and Guidelines
for Future Action
IEA Technical Report
VOLUME I
Summary and Recommendations
IEA Hydropower
Agreement
CANADA
CHINA
FINLAND
FRANCE
JAPAN
NORWAY
SPAIN
SWEDEN
UNITED
KINGDOM
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O VERVIEW OF THE IEA IMPLEMENTING AGREEMENT
FOR HYDROPOWER TECHNOLOGIES AND PROGRAMMES
The Hydropower Implementing Agreement is a collaborative programme among nine countries: Canada,
China, Finland, France, Japan, Norway, Spain, Sweden and the United Kingdom. These countries are
represented by various organizations including electric utilities, government departments and regulatory
organizations, electricity research organizations, and universities. The overall objective is to improve
both technical and institutional aspects of the existing hydropower industry, and to increase the future
deployment of hydropower in an environmentally and socially responsible manner.
HYDROPOWER
Hydropower is the only renewable energy technology which is presently commercially viable on a large
scale. It has four major advantages: it is renewable, it produces negligible amounts of greenhouse gases,
it is the least costly way of storing large amounts of electricity, and it can easily adjust the amount of
electricity produced to the amount demanded by consumers. Hydropower accounts for about 17% of
global generating capacity, and about 20% of the energy produced each year.
ACTIVITIES
Four tasks are operational, they are: 1. upgrading of hydropower installations, 2. small scale hydro-
power, 3. environmental and social impacts of hydropower, and 4. training in hydropower. Most tasks
have taken about five years to complete, they started in March 1994 and the results will be available in
May 2000. To date, the work and publications of the Agreement have been aimed at professionals in
the respective fields.
UPGRADING
The upgrading of existing hydropower installations is by far the lowest cost renewable energy available
today. It can sometimes provide additional energy at less than one tenth the cost of a new project.
One task force of the Agreement is studying certain technical issues related to upgrading projects.
SMALL SCALE HYDROPOWER
Advances in fully automated hydropower installations and reductions in manufacturing costs have
made small scale hydropower increasingly attractive. The small scale hydropower task force will
provide supporting information to facilitate the development of new projects.
ENVIRONMENTAL AND SOCIAL ISSUES
For some hydropower projects the environmental and social impacts have been the subject of vigorous
debate. There is a need to communicate objective information to the public, so that countries can make
good decisions with respect to hydropower projects. The environmental task force will provide such
information on possible social and environmental impacts and on mitigation measures.
TRAINING
The availability of well-trained personnel is a key requirement in the hydropower sector. The training
task force is concentrating on training in operations and maintenance, and planning of hydro power
projects.
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INTERNATIONAL ENERGY AGENCY
IMPLEMENTING AGREEMENT FOR
HYDROPOWER TECHNOLOGIES
AND PROGRAMMES
ANNEX III
HYDROPOWER AND
THE ENVIRONMENT:
PRESENT CONTEXT
AND GUIDELINES
FOR FUTURE ACTION
Subtask 5
Report
VOLUME I:
Summary and
Recommendations
May 2000
 
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TECHNICAL REPORTS IN THIS SERIES
Hydropower Upgrading Task Force
(Annex 1)
Guidelines on Methodology for Hydroelectric
Turbine Upgrading by Runner Replacement –
1998 (available to non-participants at a cost
of U.S. $1,000 per copy)
Volume 1: Summary and Recommendations
Volume 2 : Main Report
Volume 3 : Appendices
– 2000 (available to non-participants on request)
Hydropower and the Environment: Effectiveness
of Mitigation Measures – 2000 (available to non-
participants on request)
Guidelines on Methodology for the Upgrading
of Hydroelectric Generators – to be completed
in May 2000
Education and Training Task Force
(Annex 5)
All of the following reports are available on the
Internet at www.annexv.iea.org (some reports
may consist of more than one volume)
Guidelines on Methodology for the Upgrading
of Hydropower Control Systems – to be
completed in 2000
Small-scale Hydropower Task Force
(Annex 2)
Small-scale Hydro Assessment Methodologies –
to be completed in May 2000 (available to non-
participants on request)
Summary of Results of the Survey of Current
Education and Training Practices in Operation
and Maintenance – 1998 (available to non-
participants on request)
Development of Recommendations and Methods
for Education and Training in Hydropower
Operation and Maintenance – 2000 (available
to non-participants on request)
Research and Development Priorities for Small-
scale Hydro Projects – to be completed in May
2000 (available to non-participants on request)
Financing Options for Small-scale Hydro Projects
– to be completed in May 2000 (available to non-
participants on request)
Survey of Current Education and Training
Practice in Hydropower Planning – 1998
(available to non-participants on request)
Global database on small hydro sites available
on the Internet at: www.small-hydro.com
Structuring of Education and Training
Programmes in Hydropower Planning, and
Recommendations on Teaching Material and
Reference Literature - 2000 (available to non-
participants on request)
Environment Task Force
(Annex 3)
Survey on Positive and Negative Environmental
and Social Impacts and the Effects of Mitigation
Measures on Hydropower Development – 2000
(available to non-participants on request)
Guidelines for Creation of Digital Lectures
– 2000 (available to non-participants on request)
Evaluation of Tests – Internet-based Distance
Learning – 2000 (available to non-participants
on request)
A Comparison of the Environmental Impacts
of Hydropower with those of Other Generation
Technologies – 2000 (available to non-
participants on request)
Legal Frameworks, Licensing Procedures, and
Guidelines for Environmental Impact Assessments
of Hydropower Developments – 2000 (available
to non-participants on request)
Brochure
A brochure is available for the general public.
Entitled “Hydropower – a Key to Prosperity
in the Growing World”, it can be found on the
Internet (www.usbr.gov/power/data/data.htm)
or be obtained from the Secretary. (address on
the inside back cover)
Hydropower and the Environment: Present
Context and Guidelines for Future Action
ii
IEA HYDROPOWER AGREEMENT • ANNEX III
VOLUME I: Summary and Recommendations
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TABLE OF CONTENTS
TECHNICAL REPORTS IN THIS SERIES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ii
ACKNOWLEDGMENTS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iv
PREFACE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
SUMMARY AND RECOMMENDATIONS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
Lessons Learned . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Recent Trends in Hydropower Development . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Comparative Environmental Analysis of Power Generation Options . . . . . . . . . . . . . . . . . . . . . . . 5
Comparative Life-cycle Environmental Performance of Hydropower . . . . . . . . . . . . . . . . . . . . . . . 7
Environmental and Social Impacts of Hydropower:
State of Knowledge and Challenges . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
Ethical Considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
Legal and Regulatory Frameworks and Decision-making Issues . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
Recommendations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
Recommendation # 1
Energy Policy Framework . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
Recommendation # 2
Decision-making Process . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
Recommendation # 3
Comparison of Hydropower Project Alternatives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
Recommendation # 4
Improving Environmental Management of Hydropower Plants . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
Recommendation # 5
Sharing Benefits with Local Communities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
The views presented in this report do not necessarily represent the views
of the International Energy Agency, nor the governments represented therein.
IEA HYDROPOWER AGREEMENT • ANNEX III
iii
VOLUME I: Summary and Recommendations
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