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Coordination in Air Traffic Control Work
The Copenhagen Fieldstudies
Johan Berndtsson
berndtsson@cti.dtu.dk
Maria Normark
normark@cti.dtu.dk
Center for Tele-Information
Technical University of Denmark
Table of Contents
INTRODUCTION .......................................................................................................................................... 1
R ESEARCH M ETHODS ................................................................................................................................... 2
THE ORGANIZATIONAL CONTEXT....................................................................................................... 3
ROLES AND STAFFING .............................................................................................................................. 4
WORK ARRANGEMENTS IN COPENHAGEN ATC.............................................................................. 5
T HE A PRON T OWER ...................................................................................................................................... 6
T HE T OWER .................................................................................................................................................. 7
T HE A PPROACH ............................................................................................................................................ 8
T HE A REA C ONTROL C ENTER ( EN ROUTE CONTROL ) .................................................................................. 10
TOOLS AND PROCEDURES..................................................................................................................... 11
THE COMPUTER SYSTEM ...................................................................................................................... 12
T HE F LIGHT P LAN L IFE ............................................................................................................................... 13
THE FLIGHT STRIPS IN THE STRIP RACK ........................................................................................ 18
THE CLOSED-CIRCUIT TELEVISION-SYSTEM................................................................................. 22
THE FLIGHT STRIPS AND THE CLOSED-CIRCUIT TELEVISION SYSTEM............................... 24
T HE USEFULNESS OF THE FLIGHT STRIPS ..................................................................................................... 25
T HE COORDINATIVE FUNCTIONS OF THE STRIPS AND THE CLOSED - CIRCUIT TELEVISION SYSTEM ............... 28
C OORDINATION THROUGH THE USE OF STRIPS AND THE CLOSED - CIRCUIT TELEVISION SYSTEM ................. 31
CONCLUSIONS ........................................................................................................................................... 33
REFERENCES.............................................................................................................................................. 36
Introduction
As an air traffic controller it's your job to maintain safe and cost effective control of the
airspace - to make sure that the aircraft are separated at all time, and that they are given an
optimal route to keep cost and flying time at a minimum. Since most aircraft pass through
more than one sector, there is also a need to be aware of the colleagues work and
coordinating work with them. The ability e.g. to foresee what the situation in a specific
sector will look like in the next 5 minutes is of extreme importance to the controllers, and
can only be answered through suitable coordination between the actors involved.
Air traffic control work is a highly complex, distributed, and time-critical activity. In
Copenhagen some 260 controllers, assistants and supervisors are involved in the
controlling of aircraft in the Danish airspace. The controlling is being done from several
different locations, different ‘control rooms’, depending on where the aircraft is located.
Within and between these 'control rooms', controllers and assistants are working together
to make air traffic control safe and efficient. The time-critical aspect also makes for a large
difference between ATC work and for example accounting, or design work. If the designer
stops working for a few minutes her sketches will 'freeze', nothing will happen, but if the
controller will stop working for a few minutes the situation in the air will not freeze, but
continue to change. ATC work, as well as other time critical work, is thus 'paced' by this
continuos change (Schmidt, Forthcoming).
To overcome the difficulties descending from this geographical separation, and to
facilitate the coordination of actions, air traffic control work is heavily supported by
different procedures, each with it’s specific functions and areas of use. E.g. the division of
airspace into sectors allowing a division of responsibility between controllers, agreements
between sectors stating when and where certain activities will take place etc. The many
and highly specified procedures serve as a resource in that the controller always knows
e.g. where to expect a certain flight, what flight level (altitude) it will have etc. The
reliance on procedures gives the controller time to deal with unforeseen situations when
they arrive.
In many situations the work of the controllers is not only supported by procedures but
also by different artifacts. Some of these are aimed at enabling the controllers to be aware
of the current situation in the sky, such as the radar. Others are designed to reduce the time
it takes to perform specific tasks, such as the speed dial panel for the telephone on the
controller’s positions. However to cope with the distributed settings described above there
are also artifacts specifically designed to facilitate the coordination of the controllers’
activities in the different control rooms. An example of such an artifact used at
Copenhagen Airport is the flight plan database and it's printouts (the flight progress
strips), and the closed-circuit television system used to selectively display parts of
controllers workplace to other controllers.
In this paper we will report on some of the findings from an ethnographically inspired
field study focussing on coordination between different ‘control rooms’ conducted at the
Copenhagen Air Traffic Control Center in Denmark. We will describe the ways in which
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the controllers work, and the use of three coordinative artifacts, a database, the flight
strips, and a closed-circuit television system. In relation to this we will discuss the diverse
conclusions of other research groups regarding the use of flight strips. Finally, we will
draw conclusions regarding what coordinative functions the use of these artifacts fulfill.
One of the goals of the COTCOS ATC research that has been discussed is the
possibility to compare settings and findings from different ATC centers in Europe. We
have therefore chosen to include a fairly rich description of the settings in this paper.
Research Methods
The results presented in this report are based on ethnographically inspired field studies,
primarily consisting of informal interviews and participatory observations. About 20
interviews have been conducted, with several different groups involved in air traffic
control work at Copenhagen Airport, e.g. controllers, supervisors, assistants, and
technicians. These interviews were recorded on audiotape. We have also had the
opportunity to talk to some Swedish en route controllers, from Malmö and Stockholm
ACC.
Informal interviewing was chosen mainly because it offers a significant benefit
compared to more structured interview techniques in that very few assumptions regarding
what is important in the work studied are made at an early stage.
The interviews were generally followed by participant observation sessions lasting
between one and three hours each. During a majority of the observation sessions the
informant has been asked to continuously tell the researchers what s/he is doing during
her/his actual work. Many of these initial observations have thus been conducted with a
high level of interaction between the researchers and the informants. In order to capture
some of the details of the work with these artifacts, we used video camera recordings for
several of our observations.
Most of our studies have been conducted in the Approach control. There are two major
reasons for this. First, we wanted to study coordination between geographically distributed
actors, in the approach the controllers are constantly coordinating their activities with the
adjacent sectors (be they Danish or Swedish), as well as the tower. Both are
geographically separated from the Approach control (see Figure 3), as opposed to studying
en route controlling between adjacent sectors where controllers are often positioned close
to each other. Second, the approach controllers handle a large amount of traffic within a
rather small volume of airspace. This fact increases the effects of the time critical aspects
of air traffic control work, and thus also the need for effective coordination.
To analyze the collected data we have indexed and written summaries of the interviews
and videotapes, and transcribed sections of central importance to our project.
Complementing questions from interviews and observations were handled through
repeated visits, but also through E-mail, fax and telephone communication with some of
the air traffic controllers.
In order to learn more about the direction in which the evolution of ATC technology is
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heading we have also visited the Eurocontrol 1 test center in Bretigny to see a part of a
large simulation with Swedish and Danish controllers testing a version of the future ATC-
system. We have also read material about this new system. Our studies have also involved
studies of manuals, technical drawings and specifications, as well as academic books,
reports and papers. Much of the academic literature have been on air traffic control, such
as the work of Hopkin, Halverson (Halverson, 1995) 2 and the Lancaster CSCW group
(Hughes et al., 1988; Harper et al., 1989a) 3 , but there has also been a substantial body of
literature on relevant aspects from the field of CSCW (Computer Supported Cooperative
Work).
The Organizational Context
By focusing on the relations between the different organizations involved in the process of
producing air traffic we will in this section give an overview of the context in which air
traffic control work is embedded. Our purpose is to provide a background to the more
specific discussions regarding the coordination of air traffic control work presented in the
following chapters.
Air traffic control work is one of several activities involved in producing, or supporting
the production of, airborne transportation of people and goods between geographically
separated locations. There is an extensive network of organizations involved in the
production of flights and there is also an extensive amount of rules and regulations that
shape the activity. The organizations involved in the actual flying are the airway
companies, Eurocontrol 4 (the European organization for the safety of air navigation), the
Danish Civil Aviation Administration (Statens Luftfartsvæsen), and the airport. Each of
these three groups has different tasks to perform within this activity, as well as different
purposes and goals with their participation, but they share however the interests of
'producing' efficient air traffic.
An airway company, e.g. Scandinavian Airlines, British Airways etc., takes the first
step to ‘create’ a flight by writing a request for a specific flight. The request includes
information on where and when the flight is going to take place, as well as wishes
regarding how the flight is to be executed, what route, altitude etc. that the aircraft will
utilize on its journey. Once completed, the flight plan is submitted for inspection to
Eurocontrol's Central Flow Management Unit 5 (CFMU) in Brussels, Belgium. The flight
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Eurocontrol is a European organization doing research and development to improve air traffic management in
Europe. Visit Eurocontrol on the WWW, http://www.eurocontrol.fr , or http://www.eurocontrol.be .
2
See also (Halverson et al., 1992; Halverson, 1994b; Halverson, 1994a).
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See also (Harper et al., 1989b; Bentley et al., 1992; Hughes et al., 1992; Sommerville et al., 1992; Harper and
Hughes, 1993; Hughes et al., 1993; Harper et al., 1994; Hughes et al., 1994; Shapiro et al., 1994; Sommerville et
al., 1994).
4
Eurocontrol was 1960 for the purpose of overseeing upper airspace air traffic control for the member states. Today
Eurocontrol plays a central part in the development of new air traffic control systems in Europe. (Eurocontrol,
1998)
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"The CFMU is responsible for providing ATFM services within the airspace of participating European States. Its
main objectives are to develop and maintain the highest level of quality service possible to both its Air Traffic
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