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Impossibility - The Limits of Science and the Science of Limits
The meaning of the world is the separation of wish and fact.
KURT GÖDEL
In memory of
Roger Tayler
Impossibility
The Limits of Science and
the Science of Limits
JOHN D. BARROW
Astronomy Centre
University of Sussex
OXFORD UNIVERSITY PRESS • OXFORD
1998
Preface
The Preface is the most important part
of the book. Even reviewers read a preface.
PHILIP GUEDALLA
Both scientists and philosophers are much concerned with impossibilities.
Scientists like to show that things widely held to be impossible are in fact entire-
ly possible; philosophers, by contrast, are more inclined to demonstrate that
things widely regarded as perfectly feasible are in fact impossible. Yet, para-
doxically, science is only possible because some things are impossible.
The incontrovertible evidence that Nature is governed by reliable 'laws' allows
us to separate the possible from the impossible. Only those cultures for whom
there existed a belief that there was a distinction between the possible and the
impossible provided natural breeding grounds for scientific progress. But
'impossibility' is not only about science. In the pages that follow we shall look at
some of the ways in which the impossible in art, literature, politics, theology,
and logic has stimulated the human mind to take unexpected steps: revealing
how the concept of the impossible sheds new light on the nature and content of
the actual.
The idea of the impossible rings alarm bells in the minds of many. To some,
any suggestion that there might be limits to the scope of human understanding
of the Universe or to scientific progress is a dangerous meme that undermines
confidence in the scientific enterprise. Equally uncritical, are those who enthu-
siastically embrace any suggestion that science might be limited because they
suspect the motives and fear the dangers of unbridled investigation of the
unknown.
At the end of each century there seems to arise a stock-taking in science. We
shall see that at the end of the last century the issue of the limits of science
became a live one and attempts were made to pick out problems that could
never be solved. These problems still make interesting reading. But what will
people say about our concerns in a hundred years time? As we near the end of
the twentieth century we look back on an extraordinary century of progress. Yet
it is progress that possesses some extraordinary characteristics. A pattern has
emerged in many spheres of inquiry in which a scientific theory becomes so
successful in the quantity and quality of its accurate predictions that its practi-
VIII PREFACE
tioners start to wonder whether the end is in sight—whether their theory might
be able to explain everything within its encompass. But then something strange
happens. The theory predicts that it cannot predict. It turns out to be not simply
limited in scope, but self-limiting. This pattern is so strikingly recurrent that
it suggests to us that we can recognize mature scientific theories by their self-
limiting character. Such limits arise not merely because theories are inadequate,
inaccurate, or inappropriate: they tell us something profound about the nature
of knowledge and the implications of investigating the Universe from within.
Our study of the limits of science and the science of limits will take us from
the consideration of practical limits of cost, computability, and complexity to
the restrictions imposed on what we can know by our location in the middle of
the Nature's spectra of size, age, and complexity. We shall speculate about our
possible technological futures and locate our current abilities on the spectrum
of possibilities for the manipulation of Nature in the realms of the large, the
small, and the complex. But practicalities are not the only limits we face. There
may be limits imposed by the nature of our humanity. The human brain was not
evolved with science in mind. Scientific investigation, like our artistic senses, are
by-products of a mixed bag of attributes that survived preferentially because
they were better adapted to survive in the environments they faced in the far
distant past. Perhaps those ambiguous origins will compromise our quest for
an understanding of the Universe? Next, we shall start to pick at the edges of
possible knowledge. We shall learn that many of the great cosmological
questions about the beginning, the end, and the structure of our Universe are
unanswerable. Despite the confident exposition of the modern view of the
Universe by astronomers, these expositions are invariably simplified in ways
that disguise the reasons why we cannot know whether or not the Universe is
finite or infinite, open or closed, of finite age or eternal. Finally, we delve into
the mysteries of the famous theorems of Godel concerning the limitations of
mathematics. We know that there must exist statements of arithmetic whose
truth we can never confirm or deny. What does this really mean? What is the
fine print on this theorem? What are its implications for science? Does it mean
that there are scientific questions that we can never answer? We shall see that the
answers are unexpected and lead us to consider the possible meaning of incon-
sistency in Nature, of the paradoxes of time travel, the nature of freewill and the
workings of the mind. Finally, we shall explore some of the strange implications
of trying to pass from the consideration of individual choices to collective
choices. Whether it is the outcome of an election or the making up of one's
mind in the face of the brain's competing options, we find a deep impossibility
that may have ramifications throughout the domain of complex systems.
Here, in this strange world of fundamental limits we learn that worlds that are
complex enough for certain individualities to be manifest necessarily display an
PREFACE
IX
open-endedness that defies capture within the confines of a single logical sys-
tem. Universes that are complex enough to give rise to consciousness impose
limits on what can be known about them from within.
By the end of our journey, I hope the reader will have come to see that there is
more to impossibility than first meets the eye. Its role in our understanding of
things is far from negative. Indeed, I believe that we will gradually come to
appreciate that the things that cannot be known, that cannot be done, and can-
not be seen, define our Universe more clearly, more completely, and more
sharply than those that can.
This book is dedicated to the memory of Roger Tayler, who sadly did not live
to see it finished. His selfless service to his colleagues at Sussex and to the wider
community of astronomers in Britain and around the world won him the
respect, admiration, and friendship ,of scientists everywhere. He is greatly
missed.
I would like to thank many people who helped me by their comments or
advice, or who provided pictures and references, especially David Bailin, Per
Bak, Margaret Boden, Michael Burt, Bernard Carr, John Casti, Greg Chaitin,
John Conway, Norman Dombey, George Ellis, Mike Hardiman, Susan Harrison,
Jim Hartle, Piet Hut, Janna Levin, Andrew Liddle, Andre Linde, Seth Lloyd,
Harold Morowitz, David Pringle, Martin Rees, Nicholas Rescher, Mark Ridley,
David Ruelle, John Maynard Smith, Lee Smolin, Debbie Sutcliffe, Karl Svozil,
Frank Tipler, Joseph Traub, and Wes Williams. My wife Elizabeth helped in
many practical ways, and accommodated innumerable new pieces of paper in
the house with surprising good humour, whilst the subject of this book merely
provoked our children, David, Roger, and Louise, to worry that there might
indeed be fundamental limits on the use of the telephone.
Brighton
November 1997
J.D.B.
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